Job Compliance Officer - Advisory - Equities, FICC. LONDON UK Recruitment - job offers

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Job title: Compliance Officer - Advisory - Equities, FICC.

Job description:
Overview:. Our client, an Investment Bank, is seeking a compliance advisory professional to complement their existing compliance team. This is a VP grade role, and will take ownership of front office advisory with respect to Equities and Fixed Income products. In addition to this, the successful candidate will engage in project management leadership for the MIFID2 agenda within the Bank's London operations. This presents an excellent opportunity to join a market leading international bank, based in the City of London. Responsibilities:. - Establish advisory support and oversight with respect to internal policy, and form first line of defence control. - Ensure compliance with regulations and law for the UK bank; inform and advise on regulatory developments, keeping abreast of regulatory change that will affect the bank. - Compliance Monitoring. - Providing training to Compliance team and UK Bank on regulatory matters;. - Spearhead regulatory projects, such as MIFID2 and SMR. Requirements:. - A strong academic background. - Hands on exposure to Equities and Fixed Income products in an advisory capacity. - Good commercial awareness of compliance change agenda, for example MIFID2, SMR/IAR, Cross Border Sales, Conduct Risk. Remuneration Package:. Excellent financial package; basic + a competitive performance related bonus.

Employer Name: UK Recruitment

Form of contact: Recruiter

Job short description: Financial and investment advisers

Country: United Kingdom

Region: LONDON

Contract duration: Permanent

Contract type: Full time

Source of job offer:
Department for Work and Pensions, Public Employment Services, United Kingdom

How to apply: Other - see free text

Salary currency: GBP

Salary period: Monthly

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