Job Compliance Monitoring Officer - London £60k +. LONDON UK Recruitment - job offers
Job description:
This successful Securities House based in the City are looking for a compliance monitoring professional to join their Compliance and Transaction Monitoring Team with reporting line direct to Group Head. The successful candidate will offer a minimum of 3 years compliance monitoring experience ideally gained within the securities, stockbroking or banking environment and have a good understanding of trade monitoring, JMLSG, MiFID and MAR. A varied role involved in all areas of conduct monitoring, reviewing policies and procedures and assisting other team members. Involvement in research and reports on new regulatory changes and other ad-hoc duties which will require a methodical detailed approach. *We will contact suitable candidates within 3 days of application - but unfortunately unable to respond to candidates who are not short-listed. However, we will update on more suitable openings which arise and thank you in advance for your interest.
Employer Name: UK Recruitment
Form of contact: Recruiter
Job short description: Legal and related associate professionals
Country: United Kingdom
Region: LONDON
Contract duration: Permanent
Contract type: Full time
Source of job offer:
Department for Work and Pensions, Public Employment Services, United Kingdom
How to apply: Other - see free text
Salary currency: GBP
Salary period: Monthly
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