Job Compliance Manager/Paraplanner. East Sussex CC Geeky Jobs - job offers

Job title: Compliance Manager/Paraplanner.

Job description:
Job Title: Compliance Manager or Paraplanner Location: Hailsham Salary: Salary of £30,000 pa Proposition: · This well established Independent Financial Advice firm which is directly authorised with the FCA, is looking to recruit a Compliance Manager or Paraplanner to help support their team of 8 Advisers. · As the Compliance Manager you will be providing in-house compliance services including: o Undertaking consultation meetings o Being involved in creating a resolution if any complaints arise o Assist with file checking on a 1:1 basis and discussing areas for improvement to help the Advisers develop o Provide training Support on a 1:1 basis or for the whole team o Assisting with holding quarterly Team Meetings including third party training Sessions · As a Paraplanner you will be supporting the Managing Director / Senior Financial Adviser with preparing client meeting packs, researching and recommending financial planning options and creating suitability reports. · This firm is authorised to provide independent advice to their personal and corporate clients for protection, mortgages, investments, pension and retirement planning. · You will be based from their high-street office with normal working hours. · You will be an active team member involved with the decision making process in respect of business changes. Criteria: Compliance Manager or Paraplanner · Ideally Level 4 Diploma qualified · Experience in a support role within Financial Services · Must have a good work ethic and want to be part of a local IFA team

Employer Name: Geeky Jobs

Form of contact: Recruiter

Job short description: Legal and related associate professionals

Country: United Kingdom

Region: East Sussex CC

Contract duration: Permanent

Contract type: Full time

Source of job offer:
Department for Work and Pensions, Public Employment Services, United Kingdom

How to apply: Other - see free text

Salary currency: GBP

Salary period: Monthly


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