Job Chief Compliance Officer. LONDON UK Recruitment - job offers

Job title: Chief Compliance Officer.

Job description:
My client, a start-up entering the UK and European brokerage market, is looking for a senior compliance manager. The successful candidate will have strong knowledge of compliance, holding or having held the CF10 and CF11 functions. The successful candidate will also have an entrepreneurial eye, as they will be the most senior point of contact for the UK and European division of the business. They will be vibrant and charismatic, and have great leadership qualities/be experienced at a senior level. They will be expected to take charge of all relevant compliance areas relating to the business. This will include relevant submissions to the regulators, overseeing documentation relating to products and financial promotions, as well as mapping the general make-up and expansion of the firms European compliance. The ideal candidate will also have some knowledge of the technology market, particularly relating to retail client trading/brokerage - possibly coming from a technology background, having experienced technology audits or simply having a strong grasp of the regulatory requirements for the technological aspects of the industry - would be of great benefit. The firm has a very strong financial backing, and is therefore offering an extremely competitive pay package, which will also include equity options.

Employer Name: UK Recruitment

Form of contact: Recruiter

Job short description: Legal and related associate professionals

Country: United Kingdom

Region: LONDON

Contract duration: Permanent

Contract type: Full time

Source of job offer:
Department for Work and Pensions, Public Employment Services, United Kingdom

How to apply: Other - see free text

Salary currency: GBP

Salary period: Monthly


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